Our Qualifications

Each member of Prospera Financial Group holds the following securities registrations, licenses and designations:

1) CERTIFIED FINANCIAL PLANNER™ certificants are individuals who have met the CFP Board’s education, examination and experience requirements, have agreed to adhere to high standards of ethical conduct and who complete CFP Board’s biennial certification requirements, including continuing education, to use the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and .

2) Series 7 Registration - The Series 7 Examination is the Qualification Examination for General Securities Registered Reprsentatives.  As a qualification examination, it is intended to safeguard the investing public by helping to ensure that registered representatives are competent to perform their jobs. 

3) State of Ohio Insurance License - Ohio Insurance agents must take and pass an examination to confirm that they have attained at least a minimum level of knowledge regarding the statutes and regulations affecting the insurance profession and the products and services that they will sell to the public.